Responsible Officer (Type 1 & 6)

Job Details

Our client is a multi-asset class focused asset management company, they are inviting a bright and energetic candidate for the following vacancy:

Responsible Officer (Type 1 & 6)



  • Act as core person to supervise SFC Type 1 & 6 regulated activities;
  • Formulate, review and update operations procedures in order ensure operational and regulatory compliance;
  • Conduct in-dept investment research and analysis, analyze portfolio performance and monitor investment risk;
  • Manage daily business operations to ensure the workflow is complied with the SFC and statutory regulations;
  • Provide support and assist to senior management on firm’s investment function.


  • Bachelor’s degree holder in Economics, Finance, Accounting or related disciplines;
  • Minimum 5 years of solid experience in Corporate Finance, FA/IFA, M&A projects activities;
  • Current holder of SFC Type 1 & 6 Responsible Officer License;
  • Sound knowledge of SFO, SFC Code of Conduct, regulations of relevant regulatory authorities;
  • Immediate availability is highly preferred.



Interested candidates please send your full resume (MS Word document), including employment history, present and expected salary and contact telephone number to: Delken Group Limited, 21A, Lucky Plaza, 315-321 Lockhart Road, Wanchai, HK; email to or contact 2591-1988 or fax to 2591-1222.

::: All personal data submitted will be treated in strict confidential and used for recruitment purposes only:::

Tagged as: banking & finance