Our client is a multi-asset class focused asset management company, they are inviting a bright and energetic candidate for the following vacancy:
Responsible Officer (Type 1 & 6)
- Act as core person to supervise SFC Type 1 & 6 regulated activities;
- Formulate, review and update operations procedures in order ensure operational and regulatory compliance;
- Conduct in-dept investment research and analysis, analyze portfolio performance and monitor investment risk;
- Manage daily business operations to ensure the workflow is complied with the SFC and statutory regulations;
- Provide support and assist to senior management on firm’s investment function.
- Bachelor’s degree holder in Economics, Finance, Accounting or related disciplines;
- Minimum 5 years of solid experience in Corporate Finance, FA/IFA, M&A projects activities;
- Current holder of SFC Type 1 & 6 Responsible Officer License;
- Sound knowledge of SFO, SFC Code of Conduct, regulations of relevant regulatory authorities;
- Immediate availability is highly preferred.
HOW TO APPLY
Interested candidates please send your full resume (MS Word document), including employment history, present and expected salary and contact telephone number to: Delken Group Limited, 21A, Lucky Plaza, 315-321 Lockhart Road, Wanchai, HK; email to firstname.lastname@example.org or contact 2591-1988 or fax to 2591-1222.
::: All personal data submitted will be treated in strict confidential and used for recruitment purposes only:::